Bank-grade security
SOC-certified controls, encryption, and audit trails.
SOC 2 Type I, II & SOC 3
- Penetration testing
- Role-based access control
- AES-256 at rest, TLS 1.3 in transit
- Privacy mode for sensitive data
- Immutable audit trails
The Unified AI Platform for Operations and Compliance
Everything you need to manage trade reporting, best execution, surveillance, corporate actions, and data reconciliation, all in one intelligent platform.
Five modules.
One platform.
- Trade ReportingCAT and CAIS errors caught231
- Best Executionorders reviewed775
- Trade Surveillanceexceptions flagged14
- Corporate Actionsevents tracked70
- Data Reconciliationof records reconciled98.64%
Platform modules
Five integrated domains cover trade reporting, best execution, surveillance, corporate actions, and reconciliation in one system.
Trade Reporting (CAT/CAIS)
Collect trade data, validate formats, catch exceptions, and submit CAT and CAIS on time.
- Automated collection from OMS and execution systems
- Multi-layer validation before submission
- Rejection handling and resubmission
- Partner reconciliation and audit trails
- Catch errors before regulators do
Best Execution Analysis
Monitor routing quality, benchmark venues, and generate Rule 606 reviews from one place.
- Real-time execution quality monitoring
- Automated benchmark comparisons
- Rule 606 report generation
- Routing pattern and outlier alerts
- Exam-ready documentation
Corporate Actions Management
Track announcements, calculate entitlements, and reconcile payments from event to allocation.
- Real-time corporate action announcements
- Automated entitlement calculations
- Allocation and payment reconciliation
- Exception workflows with audit trails
- Reduce missed events and processing errors
Trade Surveillance
Detect wash sales, layering, and routing anomalies with configurable rules and investigation workflows.
- Real-time trade monitoring
- Pre-configured and custom alert rules
- Investigation and case management
- Pattern detection across history
- Exam-ready surveillance documentation
Data Reconciliation
Compare data across OMS, clearing, and internal systems and route breaks before they reach filings.
- Multi-system automated matching
- Configurable tolerance and break detection
- Exception routing and resolution tracking
- Reconciliation reporting for exams
- Improve data quality before submission
Enterprise-ready from day one
Bank-grade security and hands-on implementation support, so your team can focus on compliance, not operations overhead.
White-glove onboarding
Configuration and migration across every module.
- 1Requirements consultation
- 2Module configuration
- 3Legacy data migration
- 4Integration testing
Experience the New Range Platform
See firsthand how New Range can transform your firm's compliance and operations across trade reporting, best execution, surveillance, corporate actions, and data reconciliation. Schedule a personalized demo to explore platform features, ask questions, and discuss your specific requirements.